Individual Firm
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DAVID WILLIAM RAYBURN
CRD#: 4207643
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VOYA RETIREMENT ADVISORS, LLCCRD#: 3989 Vancouver, WA
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 Vancouver, WA
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4/11/2012
Judgment / Lien
State Registrations
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Oregon 3/26/2024
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Washington 3/25/2024
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Oregon 3/26/2024
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Washington 3/25/2024
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2023 - 02/02/2024 | Vancouver, WA | |
B | 10/04/2023 - 02/02/2024 | Vancouver, WA | |
IA | 04/30/2019 - 09/28/2023 | PORTLAND, OR | |
B | 05/02/2019 - 09/28/2023 | PORTLAND, OR | |
IA | 10/09/2014 - 01/18/2018 | PORTLAND, OR | |
B | 10/01/2014 - 01/18/2018 | PORTLAND, OR | |
B | 10/31/2013 - 08/14/2014 | MEDFORD, OR | |
B | 10/26/2012 - 12/21/2012 | ST. LOUIS, MO | |
B | 10/05/2000 - 01/19/2001 | LINCOLN, NE |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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