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Investment Adviser Firm Summary
THRIVENT INVESTMENT MANAGEMENT INC. ( CRD # 18387/SEC#:801-29618,8-36525 )
AAL CAPITAL MANAGEMENT CORPORATION, THRIVENT INVESTMENT MANAGEMENT INC., FORTRESS DISTRIBUTORS, INC., AAL DISTRIBUTORS INC.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/18/1987
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/2/2002
Alaska6/7/2002
Arizona6/4/2002
Arkansas6/6/2002
California6/4/2002
Colorado6/4/2002
Connecticut6/4/2002
Delaware6/5/2003
District of Columbia6/4/2002
Florida6/5/2002
Georgia6/4/2002
Hawaii6/4/2002
Idaho6/4/2002
Illinois6/26/2002
Indiana6/4/2002
Iowa6/10/2002
Kansas6/4/2002
Kentucky6/4/2002
Louisiana6/4/2002
Maine6/4/2002
Maryland6/6/2002
Massachusetts6/4/2002
Michigan6/4/2002
Minnesota6/12/2002
Mississippi6/4/2002
Missouri6/4/2002
Montana6/4/2002
Nebraska6/4/2002
Nevada6/4/2002
New Hampshire6/5/2002
New Jersey6/4/2002
New Mexico6/27/2002
New York6/4/2002
North Carolina6/4/2002
North Dakota6/4/2002
Ohio6/4/2002
Oklahoma6/4/2002
Oregon6/10/2002
Pennsylvania6/4/2002
Rhode Island6/4/2002
South Carolina6/4/2002
South Dakota6/5/2002
Tennessee6/5/2002
Texas6/4/2002
Utah6/5/2002
Vermont6/4/2002
Virginia6/4/2002
Washington6/4/2002
West Virginia6/10/2002
Wisconsin12/13/1999
Wyoming7/10/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.