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Investment Adviser Firm Summary
VOYA FINANCIAL ADVISORS, INC. ( CRD # 2882/SEC#:801-46585,8-13987 )
ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/11/1994
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama8/2/2002
Alaska8/11/1997
Arizona10/15/2001
Arkansas8/16/1996
California7/8/1997
Colorado1/14/1999
Connecticut6/1/1999
Delaware7/15/2003
District of Columbia9/4/1998
Florida12/29/1986
Georgia1/2/1996
Hawaii1/3/2000
Idaho4/22/1998
Illinois7/12/1996
Indiana11/8/2000
Iowa1/20/1999
Kansas9/9/1998
Kentucky2/26/1999
Louisiana10/18/2001
Maine5/16/1997
Maryland9/12/1995
Massachusetts5/29/1997
Michigan3/9/1999
Minnesota9/8/1998
Mississippi12/11/1997
Missouri2/1/1996
Montana12/11/1997
Nebraska1/22/1998
Nevada1/2/1997
New Hampshire12/1/1995
New Jersey11/8/1995
New Mexico6/27/1996
New York9/3/1995
North Carolina10/25/2000
North Dakota10/28/1996
Ohio1/3/2000
Oklahoma12/31/2000
Oregon11/9/2000
Pennsylvania10/15/2001
Puerto Rico12/28/2000
Rhode Island4/22/1998
South Carolina7/6/1995
South Dakota11/21/1996
Tennessee9/18/1998
Texas7/15/1969
Utah7/3/1997
Vermont4/23/1998
Virgin Islands3/30/2020
Virginia7/20/1995
Washington9/29/1995
West Virginia4/23/1998
Wisconsin2/16/1987
Wyoming7/3/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.