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Investment Adviser Firm Summary
VALIC FINANCIAL ADVISORS, INC. ( CRD # 42803/SEC#:801-54952,8-50018 )
AIG RETIREMENT ADVISORS, INC., VALIC INVESTMENT SERVICES COMPANY, VALIC FINANCIAL ADVISORS, INC., COREBRIDGE FINANCIAL, AMERICAN GENERAL FINANCIAL ADVISORS, INC.…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/10/1997
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/18/1997
Alaska10/31/1997
Arizona1/1/2001
Arkansas10/23/1997
California10/16/1997
Colorado12/28/2000
Connecticut10/29/1997
Delaware8/25/2003
District of Columbia3/25/1998
Florida11/21/1997
Georgia2/23/1998
Hawaii5/21/1998
Idaho10/22/1997
Illinois12/5/1997
Indiana2/28/2001
Iowa6/7/2001
Kansas10/13/1997
Kentucky2/23/2001
Louisiana9/27/2001
Maine1/5/1998
Maryland11/3/1997
Massachusetts2/19/2002
Michigan2/23/2001
Minnesota1/2/1998
Mississippi2/23/2001
Missouri10/14/1997
Montana10/16/1997
Nebraska10/14/1997
Nevada1/2/1998
New Hampshire10/17/1997
New Jersey12/30/1998
New Mexico2/24/1998
New York10/20/1997
North Carolina2/23/2001
North Dakota3/5/2002
Ohio6/7/2001
Oklahoma1/1/1998
Oregon7/3/1997
Pennsylvania6/7/2001
Rhode Island7/7/1999
South Carolina11/21/1997
South Dakota10/22/1997
Tennessee10/23/1997
Texas2/23/2001
Utah1/1/1998
Vermont11/14/1997
Virginia11/14/1997
Washington11/14/1997
West Virginia12/5/1997
Wisconsin12/5/1997
Wyoming3/31/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.