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Kevin A Miller
KEVIN ANDREW MILLER, KEVIN MILLER
CRD#: 1608544
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Investment Adviser
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Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Southampton, NJ
TRANSAMERICA INVESTORS SECURITIES CORPORATIONCRD#: 32205 Southampton, NJ
Registration History
199019952000200520102015202020252 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - 2021 (1 year)BGWFS EQUITIES, INC. (CRD# 13109)2013 - 2019 (6 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2011 - 2012 (1 year)BDIVERSIFIED INVESTORS SECURITI... (CRD# 32205)2006 - 2011 (4 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2005 - 2005 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2005 (2 years)BLINCOLN INVESTMENT PLANNING, INC. (CRD# 519)2001 - 2002 (<1 year)BAETNA INVESTMENT SERVICES, LLC (CRD# 34815)2001 - 2001 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2000 - 2001 (<1 year)BBCG SECURITIES, INC. (CRD# 70)1986 - 1998 (11 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - 2021 (1 year)
License(s)

State Registrations

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New Jersey 11/10/2021

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New Jersey 11/10/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205)
Southampton, NJ
Registered with this firm since 11/10/2021

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TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Southampton, NJ
Registered with this firm since 11/10/2021

Previous Registration(s)
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04/28/2021 - 10/22/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) HADDON HEIGHTS, NJ
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04/28/2021 - 10/22/2021 CITIZENS SECURITIES, INC. (CRD#:39550) HADDON HEIGHTS, NJ
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01/21/2020 - 05/07/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BERKELEY HEIGHTS, NJ
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11/18/2019 - 05/07/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BERKELEY HEIGHTS, NJ
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01/18/2013 - 10/15/2019 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
06/23/2011 - 11/19/2012 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) ISELIN, NJ
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06/16/2006 - 05/31/2011 DIVERSIFIED INVESTORS SECURITIES CORP. (CRD#:32205) SOUTHHAMPTON, NJ
B
04/04/2005 - 07/12/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
09/16/2002 - 04/18/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
11/09/2001 - 09/04/2002 LINCOLN INVESTMENT PLANNING, INC. (CRD#:519) FORT WASHINGTON, PA
B
03/10/2001 - 10/26/2001 AETNA INVESTMENT SERVICES, LLC (CRD#:34815) WINDSOR, CT
B
04/04/2000 - 03/16/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
12/26/1986 - 05/18/1998 BCG SECURITIES, INC. (CRD#:70) CHERRY HILL, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.