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Investment Adviser Firm Summary
LINCOLN INVESTMENT ( CRD # 519/SEC#:801-14059,8-14354 )
FINANCIAL DIRECTORS, THE LINCOLN INVESTMENT COMPANIES, THE LEGEND GROUP, THE GABOR AGENCY, SHELGREN FINANCIAL GROUP…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved9/11/1978
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/2/2001
Alaska4/13/1999
Arkansas7/2/1992
California7/8/1997
Colorado1/1/1999
Connecticut12/16/1997
Delaware6/20/2003
District of Columbia2/2/1994
Florida9/26/1988
Georgia11/1/1990
Hawaii9/21/1995
Idaho3/8/1989
Illinois5/26/1983
Indiana2/5/2001
Iowa1/1/1999
Kansas12/8/1998
Kentucky4/8/1999
Louisiana10/10/2001
Maine1/1/1998
Maryland3/28/1991
Michigan4/12/1999
Minnesota1/2/1987
Mississippi12/5/1997
Missouri3/9/1988
Montana1/2/1998
Nebraska8/27/2001
Nevada11/27/1990
New Hampshire11/25/1991
New Jersey6/27/2002
New Mexico1/3/1989
New York6/28/1982
North Carolina5/30/2001
North Dakota11/22/2000
Ohio5/7/1999
Oklahoma1/1/1998
Oregon4/19/1999
Pennsylvania3/31/2011
Puerto Rico4/16/2024
Rhode Island1/1/1993
South Carolina1/26/2001
South Dakota1/27/1989
Tennessee4/8/1999
Texas1/30/1985
Utah7/5/1994
Vermont12/14/1994
Virginia8/23/1989
Washington9/20/1988
West Virginia7/29/1986
Wisconsin12/10/1990
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.