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Allegation regarding whether employee was inappropriately paid under the firm's computer equipment purchase assistance program. Not customer or sales practice related.
Broker Comment
Due to a misunderstanding, all funds have been repaid to Fidelity, however, termination was completed
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.