• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Investment Adviser Firm Summary
STRATEGIC ADVISERS LLC ( CRD # 104555/SEC#:801-13243 )
CROSBY ADVISORS, STRATEGIC ADVISERS, INC., STRATEGIC ADVISERS LLC, STRATEGIC ADVISERS INC., SAME…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved8/11/1977
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/29/1991
Alaska1/8/1990
Arizona8/19/1994
Arkansas8/10/1994
California7/27/1989
Colorado1/1/1999
Connecticut10/6/1997
Delaware8/5/2003
District of Columbia1/29/1994
Florida8/3/1989
Georgia8/14/1989
Hawaii11/21/1990
Idaho2/7/1990
Illinois8/9/1989
Indiana2/6/2001
Iowa1/1/1999
Kansas11/1/1989
Kentucky9/20/1990
Louisiana10/17/2001
Maine8/16/1990
Maryland10/31/1990
Massachusetts4/14/1994
Michigan1/5/1998
Minnesota8/8/1990
Mississippi12/1/1997
Missouri10/23/1990
Montana1/1/1998
Nebraska10/29/1999
Nevada11/26/1990
New Hampshire11/13/1989
New Jersey9/1/1989
New Mexico1/4/1990
New York9/6/1989
North Carolina10/24/2000
North Dakota12/10/1990
Ohio7/8/1999
Oklahoma1/1/1998
Oregon5/17/1994
Pennsylvania8/24/1989
Puerto Rico10/26/1990
Rhode Island1/1/1993
South Carolina12/10/1999
South Dakota10/17/1989
Tennessee10/12/1989
Texas7/26/1989
Utah12/24/1991
Vermont1/30/1995
Virginia4/23/1990
Washington6/21/1994
West Virginia11/22/1989
Wisconsin5/30/2000
Wyoming8/9/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.