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Investment Adviser Firm Summary
CERITY PARTNERS LLC ( CRD # 151559/SEC#:801-70719 )
CERITY PARTNERS, MILSTEIN ADVISORS LLC, HPM PARTNERS SFO ALLIANCE, HPM PARTNERS LLC, CERITY PARTNERS LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/22/2009
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama8/10/2022
Alaska8/10/2022
Arizona4/1/2013
Arkansas3/31/2019
California3/31/2011
Colorado4/3/2017
Connecticut4/1/2013
Delaware3/31/2019
District of Columbia1/31/2018
Florida1/7/2010
Georgia3/31/2011
Hawaii3/31/2019
Idaho3/27/2020
Illinois1/13/2010
Indiana1/31/2018
Iowa3/27/2020
Kansas1/31/2018
Kentucky1/31/2018
Louisiana3/31/2011
Maine6/3/2022
Maryland3/27/2020
Massachusetts1/31/2018
Michigan7/24/2012
Minnesota1/31/2018
Mississippi8/10/2022
Missouri1/31/2018
Montana8/10/2022
Nebraska3/29/2012
Nevada4/1/2013
New Hampshire3/31/2011
New Jersey4/25/2013
New Mexico3/27/2020
New York1/6/2010
North Carolina1/31/2018
North Dakota8/10/2022
Ohio1/6/2010
Oklahoma3/31/2019
Oregon3/27/2020
Pennsylvania1/31/2018
Puerto Rico2/3/2022
Rhode Island1/2/2020
South Carolina3/27/2020
South Dakota10/15/2021
Tennessee1/31/2018
Texas4/22/2010
Utah3/27/2020
Vermont11/18/2021
Virgin Islands12/1/2022
Virginia1/31/2018
Washington1/31/2018
West Virginia3/29/2022
Wisconsin3/31/2011
Wyoming1/31/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.