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Michael P Sullivan
MICHAEL PATRICK SULLIVAN, MICHAEL SULLIVAN
CRD#: 4567164
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Saugus, MA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Saugus, MA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2010 - 2020 (10 years)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)2007 - 2010 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2007 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2003 (1 year)IAWELLS FARGO FUNDS MANAGEMENT, LLC (CRD# 110841)2017 - 2020 (3 years)IAWELLS FARGO FUNDS MANAGEMENT, LLC (CRD# 110841)2010 - 2014 (4 years)IAEVERGREEN INVESTMENT MANAGEMENT CO (CRD# 104594)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 9/22/2021

B
Montana 9/22/2021

B
Alaska 9/22/2021

B
Nebraska 9/22/2021

B
Arizona 9/22/2021

B
Nevada 9/22/2021

B
Arkansas 9/22/2021

B
New Hampshire 9/22/2021

B
California 9/22/2021

B
New Jersey 9/22/2021

B
Colorado 9/22/2021

B
New Mexico 9/22/2021

B
Connecticut 9/22/2021

B
New York 9/22/2021

B
Delaware 9/22/2021

B
North Carolina 9/22/2021

B
District of Columbia 9/22/2021

B
North Dakota 9/22/2021

B
Florida 9/22/2021

B
Ohio 9/23/2021

B
Georgia 9/22/2021

B
Oklahoma 9/22/2021

B
Hawaii 9/22/2021

B
Oregon 9/22/2021

B
Idaho 9/22/2021

B
Pennsylvania 9/22/2021

B
Illinois 9/22/2021

B
Puerto Rico 9/22/2021

B
Indiana 9/22/2021

B
Rhode Island 9/22/2021

B
Iowa 9/22/2021

B
South Carolina 9/22/2021

B
Kansas 9/22/2021

B
South Dakota 9/22/2021

B
Kentucky 9/22/2021

B
Tennessee 9/22/2021

B
Louisiana 9/22/2021

B
Texas 9/22/2021

B
Maine 9/22/2021

B
Utah 9/22/2021

B
Maryland 9/22/2021

B
Vermont 9/22/2021

B
Massachusetts 9/22/2021

B
Virginia 9/22/2021

IA
Massachusetts 9/30/2021

B
Washington 9/22/2021

B
Michigan 9/22/2021

B
West Virginia 9/22/2021

B
Minnesota 9/22/2021

B
Wisconsin 9/22/2021

B
Mississippi 9/22/2021

B
Wyoming 9/22/2021

B
Missouri 9/22/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Saugus, MA
Registered with this firm since 9/30/2021

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Saugus, MA
Registered with this firm since 9/22/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2020 - 09/08/2021 SENTINEL PENSION ADVISORS INC (CRD#:109901) WAKEFIELD, MA
B
06/16/2020 - 09/08/2021 SENTINEL SECURITIES, INC. (CRD#:110942) WAKEFIELD, MA
IA
01/30/2017 - 01/15/2020 WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#:110841) Boston, MA
B
01/04/2010 - 01/15/2020 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) CHARLOTTE, NC
IA
01/04/2010 - 12/31/2014 WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#:110841) SAN FRANCISCO, CA
IA
09/18/2009 - 01/04/2010 EVERGREEN INVESTMENT MANAGEMENT CO (CRD#:104594) BOSTON, MA
B
11/27/2007 - 01/04/2010 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) BOSTON, MA
B
09/05/2006 - 10/08/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) QUINCY, MA
IA
10/20/2004 - 09/05/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGTON, MA
B
10/20/2004 - 09/05/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGTON, MA
IA
02/25/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) READING, MA
B
01/29/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
09/27/2002 - 11/10/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.