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Investment Adviser Firm Summary
EMPOWER ADVISORY GROUP, LLC ( CRD # 112058/SEC#:801-58105 )
ADVISED ASSETS GROUP INC, EMPOWER ADVISORY GROUP, LLC, ADVISED ASSETS GROUP, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/22/2000
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/29/2005
Alaska5/24/2002
Arizona11/15/2002
Arkansas4/4/2005
California5/15/2002
Colorado4/25/2001
Connecticut3/29/2005
Delaware5/8/2003
District of Columbia11/15/2002
Florida11/18/2002
Georgia11/15/2002
Hawaii3/29/2005
Idaho3/29/2005
Illinois12/10/2002
Indiana11/26/2002
Iowa3/29/2004
Kansas5/15/2002
Kentucky3/29/2005
Louisiana11/26/2002
Maine11/15/2002
Maryland11/15/2002
Massachusetts11/15/2002
Michigan11/15/2002
Minnesota11/26/2002
Mississippi3/25/2004
Missouri11/26/2002
Montana3/29/2005
Nebraska3/29/2005
Nevada3/29/2005
New Hampshire3/31/2003
New Jersey4/19/2005
New Mexico3/29/2005
New York11/26/2002
North Carolina3/29/2005
North Dakota3/29/2005
Ohio3/29/2005
Oklahoma3/31/2003
Oregon3/29/2005
Pennsylvania5/15/2002
Puerto Rico3/29/2005
Rhode Island3/29/2005
South Carolina3/29/2005
South Dakota3/31/2005
Tennessee5/16/2002
Texas5/15/2002
Utah3/25/2004
Vermont3/29/2005
Virgin Islands8/29/2014
Virginia11/15/2002
Washington5/15/2002
West Virginia11/26/2002
Wisconsin5/15/2002
Wyoming3/26/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.