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Investment Adviser Firm Summary
ALLSPRING FUNDS MANAGEMENT, LLC ( CRD # 110841/SEC#:801-58237 )
ALLSPRING FUNDS MANAGEMENT, LLC, WELLS FARGO FUNDS MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/22/2000
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/10/2004
Alaska12/10/2004
Arizona12/10/2004
Arkansas12/13/2004
California12/10/2004
Colorado12/10/2004
Connecticut12/10/2004
Delaware1/3/2005
District of Columbia12/10/2004
Florida12/13/2004
Georgia12/10/2004
Hawaii12/10/2004
Idaho12/10/2004
Illinois12/17/2004
Indiana12/10/2004
Iowa12/15/2004
Kansas12/10/2004
Kentucky12/10/2004
Louisiana12/10/2004
Maine12/10/2004
Maryland12/10/2004
Massachusetts12/10/2004
Michigan12/10/2004
Minnesota1/3/2005
Mississippi12/10/2004
Missouri12/10/2004
Montana12/10/2004
Nebraska12/10/2004
Nevada12/10/2004
New Hampshire12/10/2004
New Jersey1/12/2005
New Mexico12/10/2004
New York12/10/2004
North Carolina12/10/2004
North Dakota12/10/2004
Ohio12/10/2004
Oklahoma12/10/2004
Oregon12/10/2004
Pennsylvania12/10/2004
Puerto Rico3/26/2010
Rhode Island12/10/2004
South Carolina12/10/2004
South Dakota12/16/2004
Tennessee12/13/2004
Texas12/10/2004
Utah12/10/2004
Vermont12/10/2004
Virgin Islands3/27/2014
Virginia12/10/2004
Washington12/10/2004
West Virginia12/10/2004
Wisconsin12/10/2004
Wyoming3/30/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.