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JACK YALE
JACK CURTIS YALE
CRD#: 1703287
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 12312 OLIVE BOULEVARD
SUITE 265
ST. LOUIS, MO 63141
SUITE 265
ST. LOUIS, MO 63141
0
Disclosures
29
Years of Experience
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State Registrations
B
Arkansas 6/13/2024
IA
Illinois 6/13/2024
IA
Arkansas 6/13/2024
B
Kansas 6/13/2024
B
Colorado 8/1/2024
IA
Kansas 6/13/2024
IA
Colorado 8/1/2024
B
Missouri 5/21/2024
B
Illinois 6/13/2024
IA
Missouri 5/21/2024
SRO Registrations
B
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IA
Registered with this firm since 5/21/2024
B
Registered with this firm since 5/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/25/2020 - 02/07/2024 | Charlotte, NC | |
B | 11/25/2020 - 02/07/2024 | CHARLOTTE, NC | |
IA | 08/26/2014 - 11/13/2020 | Brentwood, MO | |
B | 08/08/2014 - 11/13/2020 | Brentwood, MO | |
IA | 08/16/2010 - 07/15/2014 | CLAYTON, MO | |
B | 08/16/2010 - 07/15/2014 | CLAYTON, MO | |
B | 08/07/2009 - 08/05/2010 | BLOOMINGTON, IL | |
IA | 02/03/2004 - 06/17/2009 | CHESTERFIELD, MO | |
B | 11/02/1995 - 06/17/2009 | CHESTERFIELD, MO | |
B | 07/22/1987 - 07/19/1988 | NEW YORK, NY |
Brentwood, MO
08/08/2014 - 11/13/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.