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ROBERT ARTHUR JOHNSTON
BOB JOHNSTON
CRD#: 1155514
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 3737 EXECUTIVE CENTER DRIVE
SUITE 111
AUSTIN, TX 78731
SUITE 111
AUSTIN, TX 78731
0
Disclosures
20
Years of Experience
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State Registrations
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Texas 10/30/2012
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Texas 10/30/2012
SRO Registrations
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Registered with this firm since 10/30/2012
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Registered with this firm since 10/8/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/14/2008 - 01/08/2009 | DENVER, CO | |
B | 07/02/2007 - 04/23/2008 | RADNOR, PA | |
B | 04/02/2007 - 05/24/2007 | HOUSTON, TX | |
B | 03/29/2005 - 01/04/2006 | FORT MILL, SC | |
B | 10/15/2003 - 01/12/2005 | HARRISON, NY | |
B | 11/06/2001 - 09/22/2003 | BOSTON, MA | |
B | 08/19/1994 - 08/09/1996 | COLUMBUS, OH | |
B | 07/20/1983 - 06/19/1984 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.