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Investment Adviser Firm Summary
NATIONWIDE SECURITIES, LLC ( CRD # 11173/SEC#:801-69260,8-12500 )
NATIONWIDE ADVISORY SERVICES, INC, NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC, NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC., NATIONWIDE SECURITIES, LLC, NATIONWIDE SECURITIES, INC.…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/9/2008
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/9/2008
Alaska7/9/2008
Arizona7/9/2008
Arkansas7/9/2008
California7/9/2008
Colorado7/9/2008
Connecticut7/9/2008
Delaware7/14/2008
District of Columbia7/9/2008
Florida7/9/2008
Georgia7/9/2008
Hawaii7/9/2008
Idaho7/9/2008
Illinois8/1/2008
Indiana7/9/2008
Iowa7/14/2008
Kansas7/9/2008
Kentucky7/9/2008
Louisiana7/9/2008
Maine7/9/2008
Maryland7/9/2008
Massachusetts7/9/2008
Michigan7/9/2008
Minnesota7/9/2008
Mississippi7/9/2008
Missouri7/9/2008
Montana7/9/2008
Nebraska7/9/2008
Nevada7/9/2008
New Hampshire7/9/2008
New Jersey7/16/2008
New Mexico7/9/2008
New York7/9/2008
North Carolina7/9/2008
North Dakota5/30/2008
Ohio7/9/2008
Oklahoma7/9/2008
Oregon7/9/2008
Pennsylvania7/9/2008
Puerto Rico7/9/2008
Rhode Island7/9/2008
South Carolina7/9/2008
South Dakota7/14/2008
Tennessee7/9/2008
Texas7/9/2008
Utah7/9/2008
Vermont7/9/2008
Virgin Islands7/9/2008
Virginia7/9/2008
Washington7/9/2008
West Virginia7/9/2008
Wisconsin7/9/2008
Wyoming10/8/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.