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Steven M. Bresler
STEVE BRESLER, STEVEN MICHAEL BRESLER, Steven Bresler
CRD#: 853343
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 Golden, CO
Registration History
19801985199019952000200520102015202020252 FIRMS2020 - Present (4 years)BGWFS EQUITIES, INC. (CRD# 13109)2011 - 2018 (6 years)BHARTFORD SECURITIES DISTRIBUTI... (CRD# 37819)2011 - 2011 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2004 - 2008 (4 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2002 - 2004 (1 year)BAETNA INVESTMENT SERVICES, LLC (CRD# 34815)1998 - 2002 (3 years)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)1998 - 2000 (1 year)BCOPELAND EQUITIES, INC. (CRD# 7447)1978 - 1998 (20 years)IAADVISED ASSETS GROUP, LLC (CRD# 112058)2017 - 2018 (1 year)
License(s)

State Registrations

B
Alaska 8/23/2021

B
Montana 8/19/2021

B
Arizona 4/22/2021

B
Nebraska 8/19/2021

B
Arkansas 8/19/2021

B
Nevada 8/16/2021

B
California 5/14/2020

B
New Mexico 8/19/2021

IA
Colorado 4/29/2020

B
North Dakota 8/23/2021

B
Colorado 4/20/2021

B
Oklahoma 8/19/2021

B
Hawaii 8/19/2021

B
Oregon 8/19/2021

B
Idaho 4/21/2021

B
South Dakota 9/2/2021

B
Iowa 8/19/2021

B
Texas 8/26/2021

B
Kansas 8/20/2021

B
Utah 8/19/2021

B
Louisiana 4/21/2021

B
Washington 8/23/2021

B
Minnesota 8/19/2021

B
Wyoming 8/20/2021

B
Missouri 8/19/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Golden, CO
ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533
Registered with this firm since 5/11/2020

IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Golden, CO
ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533
Registered with this firm since 4/29/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/24/2017 - 05/03/2018 ADVISED ASSETS GROUP, LLC (CRD#:112058) GREENWOOD VILLAGE, CO
B
11/30/2011 - 05/03/2018 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
05/04/2011 - 06/15/2011 HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CRD#:37819) HARTFORD, CT
B
03/24/2004 - 04/30/2008 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) WALNUT CREEK, CA
B
06/07/2002 - 03/22/2004 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
11/18/1998 - 03/26/2002 AETNA INVESTMENT SERVICES, LLC (CRD#:34815) WINDSOR, CT
B
11/18/1998 - 09/25/2000 AETNA FINANCIAL SERVICES, INC. (CRD#:13255) HARTFORD, CT
B
06/19/1978 - 06/02/1998 COPELAND EQUITIES, INC. (CRD#:7447) SOMERSET, NJ
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B
Broker
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Investment Adviser
Disclosures
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