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JAMES JOSEPH PUPLAVA
CRD#: 736091
IA
Investment Adviser
B
Broker
FINANCIAL SENSE ADVISORS, INC.CRD#: 111090 10809 THORNMINT ROAD
2ND FLOOR
SAN DIEGO, CA 92127
FINANCIAL SENSE SECURITIES, INC.CRD#: 39301 10809 THORNMINT ROAD
2ND FLOOR
SAN DIEGO, CA 92127
Registration History
198519901995200020052010201520202025IAFINANCIAL SENSE ADVISORS, INC. (CRD# 111090)2004 - Present (20 years)BFINANCIAL SENSE SECURITIES, INC. (CRD# 39301)1996 - Present (28 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2017 (<1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1984 - 1996 (12 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1981 - 1996 (15 years)BGREAT AMERICAN SECURITIES INC. (CRD# 7504)1982 - 1984 (1 year)BHTH INVESTMENTS INC. (CRD# 10463)1982 - 1982 (<1 year)
Disclosure(s)
View By:
10/27/2006
Civil
Final
5/21/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/27/2005

B
Montana 4/5/2006

B
Alaska 10/27/2005

B
Nebraska 6/13/2006

B
Arizona 10/9/1996

B
Nevada 3/6/2002

B
Arkansas 12/4/2007

B
New Hampshire 12/7/2004

B
California 10/7/1996

B
New Jersey 11/15/2002

IA
California 3/25/2004

B
New Mexico 12/9/2002

B
Colorado 3/8/2002

B
New York 4/30/2002

B
Connecticut 6/13/2002

B
North Carolina 2/7/2000

B
Delaware 5/16/2006

B
North Dakota 10/7/2011

B
District of Columbia 10/7/2011

B
Ohio 4/12/2006

B
Florida 3/4/1999

B
Oklahoma 11/19/2007

B
Georgia 1/22/2004

B
Oregon 10/10/1996

B
Hawaii 5/8/2003

B
Pennsylvania 10/10/2003

B
Idaho 4/15/2004

B
Rhode Island 11/6/2007

B
Illinois 10/30/1998

B
South Carolina 3/19/2002

B
Indiana 6/6/2006

B
South Dakota 11/16/2007

B
Iowa 7/7/2004

B
Tennessee 2/24/2003

B
Kansas 1/14/2004

B
Texas 10/15/1996

B
Kentucky 10/27/2005

IA
Texas 10/4/2004

B
Louisiana 5/6/2004

B
Utah 1/19/2000

B
Maine 3/21/2007

B
Vermont 9/17/2003

B
Maryland 8/27/2001

B
Virginia 1/3/2003

B
Massachusetts 7/16/2002

B
Washington 10/7/1996

B
Michigan 11/21/2007

B
West Virginia 2/4/2008

B
Minnesota 8/22/2001

B
Wisconsin 4/10/2001

B
Mississippi 5/27/2004

B
Wyoming 11/20/2002

B
Missouri 4/23/2007

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FINANCIAL SENSE ADVISORS, INC. (CRD#:111090)
10809 THORNMINT ROAD 2ND FLOOR, SAN DIEGO, CA 92127
Registered with this firm since 3/25/2004

B
FINANCIAL SENSE SECURITIES, INC. (CRD#:39301)
10809 THORNMINT ROAD 2ND FLOOR, SAN DIEGO, CA 92127
Registered with this firm since 9/7/1996

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/01/2016 - 01/11/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
04/12/1984 - 10/09/1996 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413)
B
08/17/1981 - 10/09/1996 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
09/22/1982 - 05/11/1984 GREAT AMERICAN SECURITIES INC. (CRD#:7504)
B
05/03/1982 - 09/02/1982 HTH INVESTMENTS INC. (CRD#:10463)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.