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Investment Adviser Firm Summary
FINANCIAL SENSE ADVISORS, INC. ( CRD # 111090/SEC#:801-25937 )
FINANCIAL SENSE ADVISORS, INC., PUPLAVA FINANCIAL SERVICES INC, FINANCIAL SENSE WEALTH MANAGEMENT
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/31/1985
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/24/2017
Arizona12/18/2024
California4/3/1986
Colorado5/13/2009
Connecticut5/25/2007
Florida9/21/2004
Georgia11/2/2009
Hawaii2/14/2007
Idaho4/20/2009
Illinois11/2/2005
Indiana3/29/2024
Iowa3/29/2024
Kansas4/18/2007
Louisiana2/20/2007
Maryland5/25/2007
Massachusetts9/24/2004
Michigan5/25/2007
Minnesota9/19/2001
Mississippi3/29/2024
Missouri4/22/2008
Montana11/2/2009
Nevada11/2/2009
New Hampshire9/24/2004
New Jersey4/18/2006
New Mexico3/24/2006
New York5/25/2007
North Carolina3/24/2006
Ohio8/1/2008
Oregon4/29/2010
Pennsylvania10/24/2005
South Carolina12/18/2024
Tennessee9/9/2008
Texas5/29/1996
Utah3/12/2014
Virginia4/18/2007
Washington10/24/2005
Wisconsin3/29/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.