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Detailed Report
Aaron Vidal Ramirez
Aaron Ramirez
CRD#: 6722305
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 1524 SOUTH 7TH ST
EDINBURG, TX 78539
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
8/18/2001
Criminal
Final Disposition
11/27/2000
Criminal
Final Disposition
License(s)

State Registrations

B
California 7/11/2022
B
Texas 2/6/2017
B
Colorado 3/24/2023
IA
Texas 4/20/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
1524 SOUTH 7TH ST, EDINBURG, TX 78539
Registered with this firm since 4/20/2017
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
1524 SOUTH 7TH ST, EDINBURG, TX 78539
Registered with this firm since 1/3/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.