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CHRISTIAN ALEXANDER BAUTISTA
CHRISTIAN BAUTISTA
CRD#: 6442230
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 600 Old Country Road
Garden City, NY 11530-2045
Garden City, NY 11530-2045
0
Disclosures
9
Years of Experience
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State Registrations
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Alabama 1/19/2023
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Nebraska 1/19/2023
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Alaska 1/19/2023
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Nevada 1/19/2023
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Arizona 1/19/2023
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New Hampshire 1/19/2023
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Arkansas 1/19/2023
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New Jersey 1/19/2023
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California 1/19/2023
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New Mexico 1/19/2023
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Colorado 1/19/2023
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New York 1/19/2023
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Connecticut 1/19/2023
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New York 1/19/2023
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Delaware 1/19/2023
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North Carolina 1/19/2023
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District of Columbia 1/19/2023
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North Dakota 1/19/2023
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Florida 1/19/2023
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Ohio 1/19/2023
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Georgia 1/19/2023
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Oklahoma 1/19/2023
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Hawaii 1/19/2023
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Oregon 1/19/2023
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Idaho 1/19/2023
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Pennsylvania 1/19/2023
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Illinois 1/19/2023
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Puerto Rico 1/19/2023
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Indiana 1/19/2023
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Rhode Island 1/19/2023
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Iowa 1/19/2023
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South Carolina 1/19/2023
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Kansas 1/19/2023
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South Dakota 1/19/2023
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Kentucky 1/19/2023
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Tennessee 1/19/2023
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Louisiana 1/19/2023
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Texas 1/19/2023
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Maine 1/19/2023
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Utah 1/19/2023
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Maryland 1/19/2023
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Vermont 1/19/2023
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Massachusetts 1/19/2023
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Virgin Islands 1/19/2023
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Michigan 1/19/2023
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Virginia 1/19/2023
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Minnesota 1/19/2023
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Washington 1/19/2023
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Mississippi 1/19/2023
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West Virginia 1/19/2023
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Missouri 1/19/2023
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Wisconsin 1/19/2023
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Montana 1/19/2023
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Wyoming 1/19/2023
SRO Registrations
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Registered with this firm since 1/19/2023
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Registered with this firm since 1/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/22/2023 - 07/29/2024 | Garden City, NY | |
IA | 07/13/2018 - 12/02/2022 | BOSTON, MA | |
B | 09/23/2015 - 11/29/2022 | LAKE GROVE, NY | |
IA | 06/07/2016 - 07/13/2018 | LAKE GROVE, NY | |
IA | 06/08/2015 - 09/15/2015 | WOODBURY, NY | |
B | 04/22/2015 - 09/15/2015 | WOODBURY, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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