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TIMOTHY FAIG
TIMOTHY PAUL FAIG, Tim Faig, Timothy Faig
CRD#: 6394701
IA
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THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 10900 WAYZATA BLVD
SUITE 220
MINNETONKA, MN 55305
SUITE 220
MINNETONKA, MN 55305
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 10900 Wayzata Blvd
Minnetonka, MN 55305
Minnetonka, MN 55305
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Disclosures
10
Years of Experience
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State Registrations
IA
Minnesota 4/2/2024
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Minnesota 9/5/2024
SRO Registrations
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Registered with this firm since 4/2/2024
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Registered with this firm since 9/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/29/2024 - 09/04/2024 | Minnetonka, MN | |
IA | 06/02/2023 - 04/05/2024 | EDINA, MN | |
B | 05/09/2023 - 04/03/2024 | EDINA, MN | |
IA | 03/19/2018 - 04/13/2023 | MINNEAPOLIS, MN | |
B | 03/15/2018 - 04/13/2023 | MINNEAPOLIS, MN | |
IA | 03/10/2017 - 03/09/2018 | SAINT LOUIS, MO | |
B | 12/14/2016 - 03/09/2018 | MINNEAPOLIS, MN | |
B | 10/13/2014 - 09/21/2016 | CHARLOTTE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.