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Detailed Report
MATTHEW SHERLOCK
MATT SHERLOCK
CRD#: 6325247
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 302 VILLAGE SQUARE DR
LOUDON, TN 37774
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 7302 MAYNARDVILLE PIKE
KNOXVILLE, TN 37938
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - Present (6 years)
License(s)

State Registrations

B
Alabama 3/25/2019
B
Mississippi 3/25/2019
B
Arizona 3/25/2019
B
Nevada 5/26/2023
B
California 3/25/2019
B
New Hampshire 3/25/2019
B
Colorado 3/25/2019
B
New York 5/21/2021
B
Delaware 3/25/2019
B
North Carolina 3/25/2019
B
Florida 3/25/2019
B
Oregon 3/25/2019
B
Georgia 3/25/2019
B
South Carolina 3/25/2019
B
Indiana 6/24/2020
B
Tennessee 3/25/2019
B
Kansas 2/15/2022
IA
Tennessee 3/26/2019
B
Kentucky 3/25/2019
B
Texas 3/25/2019
B
Maine 5/5/2023
B
Virginia 3/25/2019
B
Maryland 3/5/2020
B
Wisconsin 3/25/2019
B
Michigan 9/1/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
302 VILLAGE SQUARE DR, LOUDON, TN 37774
Registered with this firm since 3/26/2019
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
7302 MAYNARDVILLE PIKE, KNOXVILLE, TN 37938
227 MARKET DRIVE, LENOIR CITY, TN 37771
Registered with this firm since 3/25/2019
Previous Registration(s)
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IA
 06/09/2015 - 04/04/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BRENTWOOD, TN
B
 06/08/2015 - 04/04/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BRENTWOOD, TN
IA
 11/03/2014 - 06/03/2015 EDWARD JONES (CRD#:250) KNOXVILLE, TN
B
 07/14/2014 - 06/03/2015 EDWARD JONES (CRD#:250) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.