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Detailed Report
JOANNA MARIE FRANEK
JOANNA MARIE MASTLEY, JOANNA MASTLEY
CRD#: 6232781
IA
Investment Adviser
B
Broker
THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 10900 Wayzata Blvd
Suite 220
Minnetonka, MN 55305
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 10900 Wayzata Blvd
Minnetonka, MN 55305
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - 2020 (5 years)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2020 - Present (4 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2024 - Present (<1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2024 (4 years)
License(s)

State Registrations

IA
Minnesota 8/24/2020
B
Minnesota 9/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT ADVISOR NETWORK, LLC (CRD#:304569)
10900 Wayzata Blvd Suite 220, Minnetonka, MN 55305
Registered with this firm since 8/24/2020
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
10900 Wayzata Blvd, Minnetonka, MN 55305
Registered with this firm since 9/5/2024
Previous Registration(s)
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B
 08/27/2020 - 09/04/2024 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Minnetonka, MN
IA
 11/20/2014 - 08/26/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNETONKA, MN
B
 11/20/2014 - 08/26/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNETONKA, MN
IA
 03/27/2014 - 11/14/2014 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) MINNEAPOLIS, MN
B
 03/27/2014 - 11/14/2014 QUESTAR CAPITAL CORPORATION (CRD#:43100) MINNEAPOLIS, MN
IA
 11/29/2013 - 03/28/2014 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNETONKA, MN
B
 09/04/2013 - 03/28/2014 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNETONKA, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.