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Detailed Report
Neil Andrew Allerton
CRD#: 6219948
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5377 ROBINHOOD VILLAGE DRIVE
SUITE D-04
WINSTON SALEM, NC 27106
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (8 years)BSCOTTRADE, INC. (CRD# 8206)2014 - 2016 (1 year)BNATIONWIDE SECURITIES, LLC (CRD# 11173)2013 - 2014 (<1 year)IANATIONWIDE SECURITIES, LLC (CRD# 11173)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Colorado 1/20/2020
B
Pennsylvania 6/28/2021
B
Georgia 1/3/2023
B
South Carolina 2/19/2019
B
Michigan 1/22/2020
B
Tennessee 12/22/2017
B
New York 2/4/2021
B
Texas 1/20/2020
B
North Carolina 3/6/2017
IA
Texas 1/21/2020
IA
North Carolina 3/6/2017
B
Virginia 5/1/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5377 ROBINHOOD VILLAGE DRIVE SUITE D-04, WINSTON SALEM, NC 27106
Registered with this firm since 3/6/2017
B
EDWARD JONES (CRD#:250)
5377 ROBINHOOD VILLAGE DRIVE SUITE D-04, WINSTON SALEM, NC 27106
Registered with this firm since 3/6/2017
Previous Registration(s)
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IA
 04/01/2016 - 02/08/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WINSTON-SALEM, NC
B
 03/31/2016 - 02/08/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WINSTON-SALEM, NC
B
 09/08/2014 - 03/11/2016 SCOTTRADE, INC. (CRD#:8206) GREENSBORO, NC
IA
 03/12/2014 - 08/12/2014 NATIONWIDE SECURITIES, LLC (CRD#:11173) KINGSPORT, TN
B
 12/19/2013 - 08/12/2014 NATIONWIDE SECURITIES, LLC (CRD#:11173) KINGSPORT, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.