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Customer alleged that the variable annuity purchased in November 2016 did not meet her needs and she was not informed about her options regarding the variable annuity she inherited.
Damage Amount Requested
$14,674.18
Broker Comment
The registered representative named in the complaint did not sell the contract in question in November 2016. The sale was reversed and previous contract was reinstated June 2017. There was no monetary settlement.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.