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Detailed Report
CARL JOSHUA TEPLY
CARL TEPLY, CJ TEPLY, C.J. Teply
CRD#: 6064266
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 5960 VANDERVOORT DR.SUITE 100
LINCOLN, NE 68516
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2020 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2025 - Present (<1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2021 (1 year)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2020 - 2024 (4 years)
License(s)

State Registrations

IA
Nebraska 7/31/2024
B
Nebraska 2/12/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
5960 VANDERVOORT DR.SUITE 100, LINCOLN, NE 68516
Registered with this firm since 7/31/2024
B
LPL FINANCIAL LLC (CRD#:6413)
5960 VANDERVOORT DR.SUITE 100, LINCOLN, NE 68516
Registered with this firm since 2/12/2025
Previous Registration(s)
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IA
 05/22/2020 - 07/30/2024 THRIVENT ADVISOR NETWORK, LLC (CRD#:304569) Lincoln, NE
B
 06/04/2020 - 08/19/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Lincoln, NE
IA
 09/04/2013 - 06/03/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Lincoln, NE
B
 08/29/2013 - 06/03/2020 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Lincoln, NE
IA
 10/17/2012 - 05/17/2013 EDWARD JONES (CRD#:250) LINCOLN, NE
B
 09/27/2012 - 05/17/2013 EDWARD JONES (CRD#:250) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.