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WILLIAM ANDREW DORAN
CRD#: 5783967
IA
B
EAGLE STRATEGIES LLCCRD#: 110826 237 PARK AVE SW
SUITE 210
AIKEN, SC 29801
SUITE 210
AIKEN, SC 29801
NYLIFE SECURITIES LLCCRD#: 5167 237 PARK AVE SW
SUITE 210
AIKEN, SC 29801
SUITE 210
AIKEN, SC 29801
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6/6/2017
Customer Dispute
Settled
1/11/2016
Customer Dispute
Settled
State Registrations
B
Arizona 12/22/2022
IA
North Carolina 10/15/2014
B
Colorado 11/22/2024
B
South Carolina 8/3/2011
B
Georgia 8/5/2014
IA
South Carolina 10/16/2014
B
New Jersey 2/24/2022
B
Virginia 8/4/2023
B
North Carolina 8/8/2011
SRO Registrations
B
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IA
Registered with this firm since 10/15/2014
B
Registered with this firm since 8/2/2011
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.