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Investment Adviser Firm Summary
EAGLE STRATEGIES LLC ( CRD # 110826/SEC#:801-32987 )
EAGLE STRATEGIES CORP, EAGLE STRATEGIES LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/14/1988
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/28/1991
Alaska11/15/1996
Arizona4/4/1995
Arkansas10/22/1996
California7/5/1989
Colorado1/1/1999
Connecticut9/22/1997
Delaware4/22/2003
District of Columbia7/5/1995
Florida4/1/1997
Georgia5/4/1989
Hawaii2/23/1998
Idaho1/2/1997
Illinois11/30/1988
Indiana5/6/1989
Iowa1/1/1999
Kansas9/22/1989
Kentucky6/8/1989
Louisiana3/31/2005
Maine1/1/1998
Maryland7/6/1995
Massachusetts4/14/1994
Michigan11/26/1997
Minnesota1/30/1998
Mississippi11/3/1997
Missouri10/12/1988
Montana1/28/1998
Nebraska10/28/1993
Nevada12/17/1990
New Hampshire11/2/1988
New Jersey10/21/1988
New Mexico1/22/1998
New York4/20/1988
North Carolina4/3/2001
North Dakota3/31/2003
Ohio6/14/1999
Oklahoma1/1/1998
Oregon3/27/1997
Pennsylvania8/18/1989
Rhode Island1/1/1994
South Carolina10/20/1988
South Dakota1/22/1998
Tennessee3/26/1998
Texas10/27/1989
Utah3/6/1991
Vermont9/16/1996
Virginia5/23/1989
Washington8/23/1996
West Virginia1/20/1998
Wisconsin10/26/1989
Wyoming7/10/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.