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KSENIYA STARYKAVA
KSENIYA ARCE
CRD#: 5698876
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 ONE FINANCIAL PLAZA
SUITE 1200
FT. LAUDERDALE, FL 33394
SUITE 1200
FT. LAUDERDALE, FL 33394
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Florida 12/20/2017
B
Georgia 3/26/2018
IA
Florida 12/21/2017
IA
Georgia 3/28/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/21/2017
B
Registered with this firm since 12/20/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2017 - 12/18/2017 | Miami, FL | |
IA | 06/09/2014 - 12/18/2017 | MIAMI, FL | |
B | 01/03/2017 - 12/18/2017 | FORT WASHINGTON, PA | |
B | 04/07/2014 - 01/03/2017 | ST. PETERSBURG, FL | |
B | 05/04/2011 - 07/02/2012 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.