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Detailed Report
AARON MCMICHAEL BRIGGS
CRD#: 5626749
IA
Investment Adviser
B
Broker
ON INVESTMENT MANAGEMENT COCRD#: 105662 3050 N. LakeHarbor Lane
Suite 210
Boise, ID 83703
THE O.N. EQUITY SALES COMPANYCRD#: 2936 3601 N LAKEHARBOR LN
BOISE, ID 83703
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - 2016 (2 years)2 FIRMS2017 - Present (8 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2011 (1 year)
License(s)

State Registrations

B
Arizona 7/3/2018
B
New Mexico 1/3/2024
B
California 1/3/2017
B
New York 1/3/2024
IA
California 7/1/2021
B
North Carolina 7/12/2018
B
Colorado 3/31/2021
B
Oregon 1/3/2017
B
Florida 1/3/2017
IA
Oregon 1/18/2024
IA
Florida 1/19/2017
B
South Carolina 1/4/2024
B
Idaho 1/3/2017
B
Texas 1/3/2017
IA
Idaho 1/3/2017
B
Utah 3/31/2021
B
Louisiana 1/3/2024
IA
Utah 1/3/2024
B
Massachusetts 4/15/2020
B
Virginia 7/3/2018
B
Michigan 1/30/2024
IA
Virginia 7/3/2018
B
Montana 7/3/2018
B
Washington 1/3/2017
B
Nevada 1/3/2017
IA
Washington 7/23/2018
IA
Nevada 1/10/2017
B
Wisconsin 1/3/2024
B
New Jersey 1/3/2024
IA
Wisconsin 1/3/2024
IA
New Jersey 1/3/2024
B
Wyoming 1/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ON INVESTMENT MANAGEMENT CO (CRD#:105662)
3050 N. LakeHarbor Lane Suite 210, Boise, ID 83703
Registered with this firm since 1/3/2017
B
THE O.N. EQUITY SALES COMPANY (CRD#:2936)
3601 N LAKEHARBOR LN, BOISE, ID 83703
Registered with this firm since 1/3/2017
Previous Registration(s)
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IA
 05/28/2014 - 11/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
B
 05/28/2014 - 11/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
IA
 09/07/2011 - 06/03/2014 MORGAN STANLEY (CRD#:149777) BOISE, ID
B
 07/26/2011 - 06/03/2014 MORGAN STANLEY (CRD#:149777) BOISE, ID
B
 11/25/2009 - 05/11/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BOISE, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.