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Investment Adviser Firm Summary
ON INVESTMENT MANAGEMENT CO ( CRD # 105662/SEC#:801-7941 )
ON INVESTMENT MANAGEMENT CO
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/14/1971
AlabamaTerminated4/15/2002
District of ColumbiaTerminated2/9/2001
GeorgiaTerminated4/15/2002
IndianaTerminated12/9/2002
MaineTerminated4/19/2002
MarylandTerminated4/15/2002
MichiganTerminated1/8/2002
North CarolinaTerminated4/15/2002
South CarolinaTerminated4/15/2002
West VirginiaTerminated1/31/2002
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/28/1999
Alaska8/8/2003
Arizona8/1/2003
Arkansas9/14/2000
California6/21/1999
Colorado4/15/2002
Connecticut7/12/1999
Delaware1/3/2005
District of Columbia2/9/2001
Florida6/22/1999
Georgia8/1/2003
Hawaii4/14/2014
Idaho6/17/1999
Illinois6/21/1999
Indiana2/28/2001
Iowa6/17/1999
Kansas2/28/2001
Kentucky2/28/2001
Louisiana2/28/2001
Maine6/30/1999
Maryland7/7/1999
Massachusetts7/31/2002
Michigan2/28/2001
Minnesota6/22/1999
Mississippi12/16/2004
Missouri6/21/1999
Montana12/16/2004
Nebraska8/16/2000
Nevada6/18/1999
New Hampshire2/28/2001
New Jersey7/29/1999
New Mexico12/16/2004
New York2/28/2001
North Carolina2/28/2001
North Dakota2/28/2001
Ohio4/15/2002
Oklahoma12/16/2004
Oregon2/28/2001
Pennsylvania7/6/1999
Puerto Rico7/7/1999
Rhode Island12/16/2004
South Carolina2/28/2001
South Dakota6/21/1999
Tennessee8/6/1999
Texas2/28/2001
Utah6/21/1999
Vermont8/5/1999
Virginia7/2/2003
Washington7/21/1999
West Virginia7/12/1999
Wisconsin7/2/1999
Wyoming3/28/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.