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CARLIE C ANDERSON
CARLIE CHRISTENE WHITWORTH, CARLIE WHITWORTH
CRD#: 5611581
IA
B
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 320 ASHMUN STREET
SAULT STE. MARIE, MI 49783
SAULT STE. MARIE, MI 49783
0
Disclosures
14
Years of Experience
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State Registrations
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Michigan 2/14/2018
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Michigan 2/14/2018
SRO Registrations
B
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IA
Registered with this firm since 2/14/2018
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Registered with this firm since 2/14/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/20/2010 - 01/17/2018 | SAULT STE MARIE, MI | |
B | 04/28/2010 - 01/17/2018 | SAULT STE MARIE, MI | |
B | 11/12/2009 - 01/06/2010 | PORTAGE, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.