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Investment Adviser Firm Summary
HANTZ FINANCIAL SERVICES, INC. ( CRD # 46047/SEC#:801-106859,8-51291 )
HANTZ FINANCIAL SERVICES, INC.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/19/2015
CaliforniaTerminated1/1/2016
FloridaTerminated12/2/2015
GeorgiaTerminated12/18/2015
IllinoisTerminated11/19/2015
IndianaTerminated12/9/2015
MichiganTerminated1/26/2016
North CarolinaTerminated12/2/2015
OhioTerminated12/2/2015
South CarolinaTerminated12/2/2015
TexasTerminated12/2/2015
WisconsinTerminated12/2/2015
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/4/2015
Alaska10/7/2016
Arizona12/4/2015
Arkansas2/9/2016
California11/19/2015
Colorado12/4/2015
Connecticut1/19/2016
Delaware1/14/2017
District of Columbia12/4/2015
Florida11/19/2015
Georgia11/19/2015
Hawaii1/14/2017
Idaho1/13/2016
Illinois11/19/2015
Indiana11/19/2015
Iowa12/4/2015
Kansas12/4/2015
Kentucky12/4/2015
Louisiana9/13/2016
Maine12/4/2015
Maryland12/4/2015
Massachusetts12/4/2015
Michigan11/19/2015
Minnesota12/4/2015
Mississippi1/14/2017
Missouri12/4/2015
Montana9/13/2016
Nebraska12/4/2015
Nevada12/4/2015
New Hampshire9/21/2016
New Jersey12/17/2015
New Mexico12/4/2015
New York12/4/2015
North Carolina11/19/2015
North Dakota1/14/2017
Ohio11/19/2015
Oklahoma12/4/2015
Oregon12/4/2015
Pennsylvania12/4/2015
Rhode Island1/14/2017
South Carolina11/19/2015
South Dakota1/14/2017
Tennessee12/4/2015
Texas11/19/2015
Utah9/23/2016
Vermont10/10/2016
Virginia12/4/2015
Washington12/4/2015
West Virginia12/4/2015
Wisconsin11/19/2015
Wyoming2/15/2022
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.