• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SETH LOREN GALE MCCLELLAN
CRD#: 5355246
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1089 JORDAN CREEK PKWY
SUITE 370
WEST DES MOINES, IA 50266
CETERA ADVISORS LLCCRD#: 10299 1089 JORDAN CREEK PKWY
SUITE 370
WEST DES MOINES, IA 50266
Registration History
2010201220142016201820202022202420263 FIRMS2009 - 2010 (1 year)2 FIRMS2015 - 2016 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2011 - Present (13 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2016 - 2022 (5 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2012 - 2022 (10 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2011 - 2022 (10 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2015 - 2019 (4 years)BGIRARD SECURITIES, INC. (CRD# 18697)2015 - 2017 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2022 - 2024 (1 year)
License(s)

State Registrations

B
Alabama 7/22/2022

B
Montana 7/22/2022

B
Alaska 7/22/2022

B
Nebraska 7/22/2022

B
Arizona 7/22/2022

B
Nevada 7/22/2022

B
Arkansas 7/22/2022

B
New Hampshire 7/22/2022

B
California 7/22/2022

B
New Jersey 7/22/2022

B
Colorado 7/22/2022

B
New Mexico 7/22/2022

B
Connecticut 7/22/2022

B
New York 7/22/2022

B
Delaware 7/22/2022

B
North Carolina 7/22/2022

B
District of Columbia 7/22/2022

B
North Dakota 7/22/2022

B
Florida 7/22/2022

B
Ohio 7/25/2022

B
Georgia 7/22/2022

B
Oklahoma 7/22/2022

B
Hawaii 7/22/2022

B
Oregon 7/22/2022

B
Idaho 7/22/2022

B
Pennsylvania 7/22/2022

B
Illinois 7/22/2022

B
Rhode Island 7/22/2022

B
Indiana 7/22/2022

B
South Carolina 7/22/2022

B
Iowa 7/15/2022

B
South Dakota 7/22/2022

IA
Iowa 3/21/2024

B
Tennessee 7/22/2022

B
Kansas 7/22/2022

B
Texas 7/22/2022

B
Kentucky 7/22/2022

IA
Texas 3/21/2024

B
Louisiana 7/22/2022

B
Utah 7/22/2022

B
Maine 7/22/2022

B
Vermont 7/22/2022

B
Maryland 7/22/2022

B
Virginia 7/22/2022

B
Massachusetts 7/22/2022

B
Washington 7/22/2022

B
Michigan 7/22/2022

B
West Virginia 7/22/2022

B
Minnesota 7/22/2022

B
Wisconsin 7/22/2022

B
Mississippi 7/22/2022

B
Wyoming 7/22/2022

B
Missouri 7/22/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1089 JORDAN CREEK PKWY SUITE 370, WEST DES MOINES, IA 50266
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
1089 JORDAN CREEK PKWY SUITE 370, WEST DES MOINES, IA 50266
WAUKEE, IA
Registered with this firm since 10/11/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/15/2022 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
B
12/13/2016 - 06/14/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) W Des Moines, IA
B
05/11/2012 - 06/14/2022 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) W DES MOINES, IA
B
10/11/2011 - 06/14/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) W DES MOINES, IA
B
07/10/2015 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) W Des Moines, IA
B
07/10/2015 - 11/02/2017 GIRARD SECURITIES, INC. (CRD#:18697) W DES MOINES, IA
B
07/10/2015 - 11/09/2016 INVESTORS CAPITAL CORP. (CRD#:30613) WEST DES MOINES, IA
B
07/10/2015 - 11/09/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) West Des Moines, IA
B
03/09/2009 - 10/05/2010 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) DES MOINES, IA
B
03/09/2009 - 10/05/2010 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) DES MOINES, IA
B
03/09/2009 - 02/01/2010 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.