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Customer alleges that the option to purchase an investment preservation rider with a variable annuity policy he purchased in November 2021 was not discussed, offered or documented to him. He is asking for the company to cure his market loss since he has zero risk tolerance and would not have opted out of the investment preservation rider due to cost.
Damage Amount Requested
$48,667.55
Broker Comment
On April 20, 2023, the customer withdrew the complaint after the Firm denied the matter.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.