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HAROLD GLENDON MINTON
Glen Minton
CRD#: 4973220
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Investment Adviser
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Previous Broker
MERCER GLOBAL ADVISORS INC.CRD#: 147363 5555 San Felipe Street
Suite 200
Houston, TX 77056
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2018 (12 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2010 - 2018 (7 years)
Disclosure(s)
View By:
5/4/2018
Employment Separation After Allegations
2/22/2016
Customer Dispute
Denied
License(s)

State Registrations

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Texas 8/10/2018

Current Registration(s)
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MERCER GLOBAL ADVISORS INC. (CRD#:147363)
5555 San Felipe Street Suite 200, Houston, TX 77056
Registered with this firm since 8/10/2018

Previous Registration(s)
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07/21/2010 - 06/01/2018 STRATEGIC ADVISERS LLC (CRD#:104555) HOUSTON, TX
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06/21/2006 - 06/01/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) HOUSTON, TX
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09/19/2005 - 05/10/2006 MORGAN STANLEY (CRD#:7556) LA JOLLA, CA
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07/29/2005 - 05/10/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.