Individual Firm
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JEFFREY RYAN HALL
Jeff Hall
CRD#: 4836089
IA
B
LEGACY SOLUTIONS, LLCCRD#: 323360 206 N UNION ST
KENNETT SQUARE, PA 19348
KENNETT SQUARE, PA 19348
LINCOLN INVESTMENTCRD#: 519 206 North Union Street
KENNETT SQUARE, PA 19348
KENNETT SQUARE, PA 19348
0
Disclosures
20
Years of Experience
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State Registrations
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Delaware 6/1/2012
B
Pennsylvania 6/1/2012
B
Florida 6/20/2012
IA
Pennsylvania 6/1/2012
B
Maryland 12/4/2023
B
Washington 12/4/2023
B
New Jersey 8/14/2012
B
West Virginia 12/4/2023
B
New York 9/7/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/22/2022
IA
Registered with this firm since 11/29/2012
IA
Registered with this firm since 6/1/2012
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Registered with this firm since 6/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/22/2010 - 06/01/2012 | KENNETT SQUARE, PA | |
B | 01/11/2010 - 06/01/2012 | KENNETT SQUARE, PA | |
B | 11/20/2009 - 12/15/2009 | EXTON, PA | |
B | 09/16/2004 - 09/18/2009 | HARTFORD, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.