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RICHARD CHARLES MAUS
CRD#: 4810595
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 5005 LYNDON B JOHNSON FWY
STE 1600
DALLAS, TX 75244
NYLIFE SECURITIES LLCCRD#: 5167 5005 Lyndon B Johnson Freeway
SUITE 1600
DALLAS, TX 75244
Registration History
20062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2006 - Present (18 years)BNYLIFE SECURITIES LLC (CRD# 5167)2005 - Present (20 years)
Disclosure(s)
View By:
2/17/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/21/2016

B
New Mexico 2/1/2021

B
Colorado 4/23/2018

B
North Carolina 8/23/2017

B
District of Columbia 2/22/2023

IA
Texas 11/6/2006

B
Florida 6/14/2022

B
Texas 4/26/2010

B
Nebraska 8/25/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
5005 LYNDON B JOHNSON FWY STE 1600, DALLAS, TX 75244
Registered with this firm since 11/6/2006

B
NYLIFE SECURITIES LLC (CRD#:5167)
5005 Lyndon B Johnson Freeway SUITE 1600, DALLAS, TX 75244
Registered with this firm since 1/24/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.