Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Brandon H Saliba
BRANDON HOWARD SALIBA, BRANDON SALIBA
CRD#: 4718287
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 400 S RAMPART BLVD
LAS VEGAS, NV 89145
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - Present (3 years)BCITY NATIONAL SECURITIES, INC. (CRD# 103705)2016 - 2019 (3 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2014 - 2016 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (5 years)
License(s)

State Registrations

IA
Nevada 2/23/2022
B
Nevada 3/10/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 S RAMPART BLVD, LAS VEGAS, NV 89145
Registered with this firm since 2/23/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 S RAMPART BLVD, LAS VEGAS, NV 89145
Registered with this firm since 2/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2020 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 04/06/2020 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 09/12/2016 - 09/06/2019 CITY NATIONAL SECURITIES, INC. (CRD#:103705) LAS VEGAS, NV
B
 05/08/2014 - 08/19/2016 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAS VEGAS, NV
IA
 08/25/2011 - 04/24/2014 MORGAN STANLEY (CRD#:149777) LAS VEGAS, NV
B
 04/06/2011 - 04/24/2014 MORGAN STANLEY (CRD#:149777) LAS VEGAS, NV
B
 10/23/2009 - 03/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAS VEGAS, NV
B
 11/10/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HENDERSON, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.