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Investment Adviser Firm Summary
U.S. BANCORP INVESTMENTS, INC. ( CRD # 17868/SEC#:801-68122,8-35359 )
CENTRAL INVESTMENT SERVICES, INC., US BANCORP, U.S. BANCORP INVESTMENTS, INC., U.S. BANCORP INVESTMENTS, FBS INVESTMENT SERVICES, INC.

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/23/2007
ArizonaTerminated7/24/2007
ArkansasTerminated7/26/2007
CaliforniaTerminated7/24/2007
ColoradoTerminated7/26/2007
IdahoTerminated7/24/2007
IllinoisTerminated7/23/2007
IowaTerminated7/24/2007
KentuckyTerminated7/25/2007
MissouriTerminated7/24/2007
NebraskaTerminated7/24/2007
NevadaTerminated8/15/2007
OhioTerminated7/24/2007
OregonTerminated7/24/2007
South DakotaTerminated7/24/2007
TennesseeTerminated8/23/2007
TexasTerminated7/24/2007
UtahTerminated8/23/2007
WashingtonTerminated7/24/2007
WisconsinTerminated7/24/2007
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/27/2011
Alaska2/27/2012
Arizona7/23/2007
Arkansas7/23/2007
California9/26/2005
Colorado7/23/2007
Connecticut6/29/2012
Delaware6/29/2012
District of Columbia6/29/2012
Florida7/26/2007
Georgia5/28/2010
Hawaii6/29/2012
Idaho7/23/2007
Illinois7/23/2007
Indiana7/23/2007
Iowa7/23/2007
Kansas7/23/2007
Kentucky7/23/2007
Louisiana10/11/2011
Maine6/29/2012
Maryland8/23/2011
Massachusetts6/5/2012
Michigan2/27/2012
Minnesota7/23/2007
Mississippi6/29/2012
Missouri7/23/2007
Montana7/23/2007
Nebraska7/23/2007
Nevada7/23/2007
New Hampshire10/25/2010
New Jersey9/21/2011
New Mexico1/27/2011
New York9/13/2011
North Carolina8/23/2011
North Dakota7/23/2007
Ohio7/23/2007
Oklahoma2/27/2012
Oregon7/23/2007
Pennsylvania5/28/2010
Puerto Rico10/3/2012
Rhode Island6/29/2012
South Carolina2/27/2012
South Dakota7/26/2007
Tennessee7/23/2007
Texas7/23/2007
Utah7/23/2007
Vermont6/29/2012
Virginia1/27/2011
Washington7/23/2007
West Virginia6/29/2012
Wisconsin7/23/2007
Wyoming7/7/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.