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MICHAEL DOUGLAS WELDY
CRD#: 4679852
IA
Investment Adviser
B
Broker
ON INVESTMENT MANAGEMENT COCRD#: 105662 9435 Waterstone Blvd
suite 280
Cincinnati, OH 45242
THE O.N. EQUITY SALES COMPANYCRD#: 2936 9435 Waterstone Blvd
Suite 280
Cincinnati, OH 45249
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BEDWARD JONES (CRD# 250)2003 - 2009 (5 years)IAEDWARD JONES (CRD# 250)2007 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 8/1/2018

B
Kentucky 8/1/2018

B
Arkansas 8/8/2023

B
Maryland 9/19/2019

B
California 8/1/2018

B
Ohio 8/1/2018

B
Florida 3/17/2021

IA
Ohio 8/1/2018

B
Indiana 8/1/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ON INVESTMENT MANAGEMENT CO (CRD#:105662)
9435 Waterstone Blvd suite 280, Cincinnati, OH 45242
Registered with this firm since 8/1/2018

B
THE O.N. EQUITY SALES COMPANY (CRD#:2936)
9435 Waterstone Blvd Suite 280, Cincinnati, OH 45249
Registered with this firm since 8/1/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/05/2013 - 08/02/2018 CETERA ADVISORS LLC (CRD#:10299) WEST CHESTER, OH
B
12/04/2013 - 08/02/2018 CETERA ADVISORS LLC (CRD#:10299) WEST CHESTER, OH
IA
01/29/2009 - 12/06/2013 INVEST FINANCIAL CORPORATION (CRD#:12984) CINCINNATI, OH
B
01/28/2009 - 12/06/2013 INVEST FINANCIAL CORPORATION (CRD#:12984) CINCINNATI, OH
IA
01/25/2007 - 01/13/2009 EDWARD JONES (CRD#:250) HAMILTON, OH
B
11/20/2003 - 01/13/2009 EDWARD JONES (CRD#:250) HAMILTON, OH
IA
10/27/2003 - 12/09/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) CINCINNATI, OH
B
10/17/2003 - 12/09/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/17/2003 - 12/09/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.