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Sigrid Baysa Smith
Sigrid Suan Baysa, Sigrid Baysa, Sigrid Anuncio Suan
CRD#: 4509498
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 7770 Clairemont Mesa Blvd
San Diego, CA 92111
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2015 (5 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 5/26/2023

B
Texas 12/5/2024

IA
California 6/2/2023

IA
Texas 12/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
7770 Clairemont Mesa Blvd, San Diego, CA 92111
Registered with this firm since 6/2/2023

B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
7770 Clairemont Mesa Blvd, San Diego, CA 92111
Registered with this firm since 5/26/2023

Previous Registration(s)
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IA
11/09/2022 - 06/01/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN DIEGO, CA
B
11/09/2022 - 05/26/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN DIEGO, CA
IA
02/15/2022 - 11/10/2022 PRIMERICA ADVISORS (CRD#:10111) SAN DIEGO, CA
B
02/16/2022 - 11/10/2022 PFS INVESTMENTS INC. (CRD#:10111) SAN DIEGO, CA
IA
10/30/2017 - 02/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) CORONADO, CA
B
10/30/2017 - 02/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) CORONADO, CA
IA
11/16/2010 - 11/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
11/15/2010 - 11/11/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
IA
06/24/2009 - 11/16/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
04/30/2009 - 11/16/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.