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DION REY PADILLA
CRD#: 4432230
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Investment Adviser
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Previous Broker
BLACKRIDGE ASSET MANAGEMENT, LLCCRD#: 277085 9901 Interstate Highway 10 West,
Suite 800, Office 8030
San Antonio, TX 78230
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2006 (2 years)2 FIRMS2006 - 2017 (11 years)IABLACKRIDGE ASSET MANAGEMENT, LLC (CRD# 277085)2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2002 (<1 year)IABLACKRIDGE ASSET MANAGEMENT, LLC (CRD# 277085)2017 - 2017 (<1 year)
Disclosure(s)
View By:
7/18/2017
Customer Dispute
Denied
5/8/2017
Customer Dispute
Settled
3/20/2017
Customer Dispute
Settled
6/9/2016
Regulatory
Final
4/25/2016
Customer Dispute
Settled
2/5/2014
Customer Dispute
Settled
License(s)

State Registrations

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Texas 5/10/2017

Current Registration(s)
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BLACKRIDGE ASSET MANAGEMENT, LLC (CRD#:277085)
9901 Interstate Highway 10 West, Suite 800, Office 8030, San Antonio, TX 78230
Registered with this firm since 5/10/2017

Previous Registration(s)
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02/24/2006 - 02/27/2017 NEXT FINANCIAL GROUP, INC. (CRD#:46214) SAN ANTONIO, TX
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02/24/2006 - 02/27/2017 NEXT FINANCIAL GROUP, INC. (CRD#:46214) SAN ANTONIO, TX
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02/15/2017 - 02/16/2017 BLACKRIDGE ASSET MANAGEMENT, LLC (CRD#:277085) JUPITER, FL
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11/17/2003 - 03/01/2006 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) AUSTIN, TX
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10/24/2003 - 03/01/2006 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
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12/03/2002 - 08/25/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN ANTONIO, TX
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12/03/2002 - 08/25/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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08/28/2002 - 03/20/2003 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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08/20/2001 - 03/13/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.