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Detailed Report
STACY ELIZABETH CHENEY-JAMISON
STACY ELIZABETH CHENEY, STACY EDWARDS, STACY KUCZYNSKI, STACY SANG
CRD#: 4318631
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
20042006200820102012201420162018IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2016 - 2017 (<1 year)IACAITLIN JOHN, LLC (CRD# 154494)2016 - 2016 (<1 year)IAIFS ADVISORY, LLC (CRD# 154680)2015 - 2015 (<1 year)IAFIRST AMERICAN SECURITIES, INC (CRD# 35841)2013 - 2015 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2009 - 2013 (3 years)IAEDWARD JONES (CRD# 250)2008 - 2009 (1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2005 - 2007 (2 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2003 - 2003 (<1 year)
Disclosure(s)
View By:
5/8/2018
Regulatory
Final
3/12/2018
Customer Dispute
Settled
9/30/2004
Customer Dispute
Closed-No Action
Previous Registration(s)
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 09/22/2016 - 08/01/2017 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Boca Raton, FL
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 01/19/2016 - 08/22/2016 CAITLIN JOHN, LLC (CRD#:154494) Atlanta, GA
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 03/09/2015 - 10/08/2015 IFS ADVISORY, LLC (CRD#:154680) ATLANTA, GA
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 03/21/2013 - 02/19/2015 FIRST AMERICAN SECURITIES, INC (CRD#:35841) ATLANTA, GA
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 07/16/2009 - 01/03/2013 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ATLANTA, GA
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 02/12/2008 - 07/08/2009 EDWARD JONES (CRD#:250) ATLANTA, GA
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 02/22/2005 - 12/11/2007 ING FINANCIAL ADVISERS, LLC (CRD#:34815) ATLANTA, GA
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 04/11/2003 - 12/08/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.