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JUSTIN MICHELLE ROUNDTREE
JUSTIN MICHELLE ROUNDTREE
CRD#: 4301291
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 Frisco, TX
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 3/28/2013
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Montana 3/28/2013
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Alaska 3/28/2013
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Nebraska 3/28/2013
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Arizona 3/28/2013
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Nevada 3/28/2013
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Arkansas 3/28/2013
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New Hampshire 3/28/2013
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California 3/28/2013
B
New Jersey 3/28/2013
B
Colorado 3/28/2013
B
New Mexico 3/28/2013
B
Connecticut 3/28/2013
B
New York 3/28/2013
B
Delaware 3/28/2013
B
North Carolina 4/1/2013
B
District of Columbia 3/28/2013
B
North Dakota 3/28/2013
B
Florida 3/28/2013
B
Ohio 4/1/2013
B
Georgia 3/28/2013
B
Oklahoma 3/28/2013
B
Hawaii 3/28/2013
B
Oregon 3/28/2013
B
Idaho 3/28/2013
B
Pennsylvania 3/28/2013
B
Illinois 3/28/2013
B
Rhode Island 3/28/2013
B
Indiana 3/28/2013
B
South Carolina 3/28/2013
B
Iowa 3/28/2013
B
South Dakota 3/28/2013
B
Kansas 3/28/2013
B
Tennessee 3/28/2013
B
Kentucky 3/28/2013
B
Texas 3/28/2013
B
Louisiana 3/28/2013
IA
Texas 8/5/2017
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Maine 3/28/2013
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Utah 3/28/2013
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Maryland 3/28/2013
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Vermont 3/28/2013
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Massachusetts 3/28/2013
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Virginia 3/28/2013
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Michigan 3/28/2013
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Washington 3/28/2013
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Minnesota 3/28/2013
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West Virginia 3/28/2013
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Mississippi 3/28/2013
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Wisconsin 3/28/2013
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Missouri 3/28/2013
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Wyoming 3/28/2013
SRO Registrations
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IA
Registered with this firm since 8/5/2017
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Registered with this firm since 3/28/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/21/2009 - 03/11/2013 | NEW YORK, NY | |
B | 11/04/2008 - 12/17/2009 | NEW YORK, NY | |
B | 06/16/2008 - 10/06/2008 | DALLAS, TX | |
B | 03/06/2006 - 06/12/2008 | DALLAS, TX | |
B | 04/17/2001 - 04/27/2006 | DALLAS, TX |
DALLAS, TX
03/06/2006 - 06/12/2008
DALLAS, TX
04/17/2001 - 04/27/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.