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Investment Adviser Firm Summary
AEGIS CAPITAL CORP. ( CRD # 15007/SEC#:801-71386,8-31616 )
AEGIS CAPITAL CORP., VAST WEALTH ADVISORS, STERNAEGIS VENTURES, STANDARD INTEGRITY WEALTH MANAGEMENT, LLC, SILVESTRI ASSET MANAGEMENT LLC…

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/10/2010
CaliforniaTerminated5/26/2010
ConnecticutTerminated6/11/2010
District of ColumbiaTerminated1/12/2011
FloridaTerminated6/11/2010
GeorgiaTerminated6/11/2010
KentuckyTerminated6/21/2011
LouisianaTerminated11/5/2014
MassachusettsTerminated10/28/2014
MinnesotaTerminated11/7/2014
NevadaTerminated12/5/2014
New JerseyTerminated6/1/2010
New YorkTerminated6/11/2010
North CarolinaTerminated6/11/2010
VirginiaTerminated2/23/2011
WashingtonTerminated9/15/2014
WisconsinTerminated9/13/2011
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama4/1/2013
Alaska4/1/2013
Arizona6/17/2011
Arkansas4/1/2013
California6/18/2008
Colorado4/1/2013
Connecticut5/25/2010
Delaware4/1/2013
District of Columbia4/1/2013
Florida5/26/2010
Georgia5/25/2010
Hawaii6/17/2011
Idaho4/1/2013
Illinois4/29/2013
Indiana4/1/2013
Iowa4/1/2013
Kansas4/1/2013
Kentucky6/17/2011
Louisiana4/1/2013
Maine4/1/2013
Maryland4/1/2013
Massachusetts4/1/2013
Michigan9/8/2011
Minnesota4/1/2013
Mississippi4/1/2013
Missouri4/1/2013
Montana4/1/2013
Nebraska4/1/2013
Nevada4/1/2013
New Hampshire4/1/2013
New Jersey6/1/2010
New Mexico4/1/2013
New York5/25/2010
North Carolina5/25/2010
North Dakota4/1/2013
Ohio5/2/2012
Oklahoma4/1/2013
Oregon4/1/2013
Pennsylvania5/25/2010
Puerto Rico4/1/2013
Rhode Island4/1/2013
South Carolina4/1/2013
South Dakota4/1/2013
Tennessee4/1/2013
Texas6/17/2011
Utah4/1/2013
Vermont4/1/2013
Virgin Islands4/1/2013
Virginia4/1/2013
Washington4/1/2013
West Virginia4/1/2013
Wisconsin4/1/2013
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.