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PATRICK MICHAEL O'KEEFE
CRD#: 4267857
IA
B
LINCOLN INVESTMENTCRD#: 519 Lincroft, NJ
0
Disclosures
24
Years of Experience
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State Registrations
B
California 1/10/2020
IA
New Jersey 6/15/2017
B
Delaware 1/3/2017
B
New York 2/11/2022
B
Florida 1/3/2019
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North Carolina 7/6/2017
B
Georgia 6/18/2020
B
Pennsylvania 7/31/2017
B
Louisiana 11/10/2023
B
South Carolina 1/3/2019
B
New Jersey 1/3/2017
SRO Registrations
B
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IA
Registered with this firm since 6/15/2017
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Registered with this firm since 1/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2011 - 10/04/2019 | PORT MONMOUTH, NJ | |
B | 06/06/2007 - 01/03/2017 | port monmouth, NJ | |
B | 10/24/2005 - 05/07/2007 | MIDDLETOWN, NJ | |
B | 10/31/2000 - 10/24/2005 | POMPTON LAKES, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.