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Detailed Report
Daniel Allen Buchenau
CRD#: 4204891
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Dubuque, IA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 1000 Jackson St
2nd Floor
Dubuque, IA 52001
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (4 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2012 - 2020 (8 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2005 - 2011 (5 years)BCIGNA FINANCIAL SERVICES, INC. (CRD# 40596)2001 - 2004 (2 years)BINTERSECURITIES, INC. (CRD# 16164)2000 - 2001 (<1 year)IAPRUDENTIAL CUSTOMER SOLUTIONS LLC (CRD# 286153)2019 - 2020 (<1 year)IAGLOBAL PORTFOLIO STRATEGIES, INC. (CRD# 105812)2012 - 2018 (6 years)IAGLOBAL PORTFOLIO STRATEGIES, INC. (CRD# 105812)2007 - 2011 (4 years)IACIGNA FINANCIAL SERVICES, INC. (CRD# 40596)2002 - 2004 (1 year)
License(s)

State Registrations

B
Iowa 1/29/2021
IA
Iowa 1/29/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Dubuque, IA
Registered with this firm since 1/29/2021
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
1000 Jackson St 2nd Floor, Dubuque, IA 52001
Registered with this firm since 1/29/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/31/2019 - 02/19/2020 PRUDENTIAL CUSTOMER SOLUTIONS LLC (CRD#:286153) Dubuque, IA
B
 01/13/2012 - 02/19/2020 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) DUBUQUE, IA
IA
 01/13/2012 - 12/31/2018 GLOBAL PORTFOLIO STRATEGIES, INC. (CRD#:105812) DUBUQUE, IA
IA
 01/03/2007 - 07/27/2011 GLOBAL PORTFOLIO STRATEGIES, INC. (CRD#:105812) DUBUQUE, IA
B
 08/26/2005 - 07/27/2011 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) DUBUQUE, IA
IA
 09/13/2002 - 03/23/2004 CIGNA FINANCIAL SERVICES, INC. (CRD#:40596) DUBUQUE, IA
B
 06/04/2001 - 03/23/2004 CIGNA FINANCIAL SERVICES, INC. (CRD#:40596) HARTFORD, CT
B
 10/27/2000 - 05/01/2001 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.