Individual Firm
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JOSEPH BRENT RUSSELL
BRENT RUSSELL
CRD#: 4190399
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 633 N Orlando Ave.
Winter Park, FL 32789
Winter Park, FL 32789
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alabama 4/19/2022
B
Minnesota 3/28/2019
B
Arizona 10/18/2022
B
Montana 7/28/2021
B
Arkansas 4/19/2022
B
Nevada 4/16/2021
B
California 6/2/2015
B
New Jersey 1/5/2015
B
Colorado 6/25/2024
B
New Mexico 1/11/2022
B
Connecticut 10/18/2012
B
New York 1/23/2015
B
Florida 10/4/2010
B
North Carolina 10/4/2010
IA
Florida 8/21/2012
B
Ohio 5/26/2020
B
Georgia 9/30/2010
B
Pennsylvania 1/22/2013
B
Hawaii 6/1/2015
B
South Carolina 3/18/2014
B
Illinois 11/13/2020
B
Tennessee 3/26/2024
B
Indiana 3/28/2019
B
Texas 8/10/2017
B
Maryland 4/16/2021
IA
Texas 1/2/2019
B
Michigan 10/18/2022
B
Virginia 1/5/2017
SRO Registrations
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Registered with this firm since 10/4/2010
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Registered with this firm since 9/30/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2009 - 08/25/2010 | SARASOTA, FL | |
IA | 04/30/2009 - 08/25/2010 | SARASOTA, FL | |
B | 05/01/2009 - 08/25/2010 | SARASOTA, FL | |
B | 08/15/2008 - 12/22/2008 | FORT LAUDERDALE, FL | |
IA | 02/09/2001 - 11/09/2007 | SARASOTA, FL | |
B | 08/29/2000 - 11/09/2007 | SARASOTA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.