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COREY RICHARD MILEWSKI
COREY RICHARD MILEWSKI MR.
CRD#: 4145929
IA
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 ONE ORANGE WAY, C4-S
WINDSOR, CT 06095
WINDSOR, CT 06095
View By:
11/5/2018
Customer Dispute
Settled
State Registrations
B
Alabama 1/3/2011
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Nebraska 1/3/2011
B
Alaska 1/3/2011
B
Nevada 1/3/2011
B
Arizona 1/3/2011
B
New Hampshire 1/3/2011
B
Arkansas 1/3/2011
B
New Jersey 1/3/2011
B
California 1/3/2011
B
New Mexico 1/3/2011
B
Colorado 1/3/2011
B
New York 1/3/2011
B
Connecticut 1/3/2011
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New York 10/12/2022
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Connecticut 6/29/2012
B
North Carolina 1/3/2011
B
Delaware 1/3/2011
B
North Dakota 1/3/2011
B
District of Columbia 1/3/2011
B
Ohio 1/3/2011
B
Florida 1/3/2011
B
Oklahoma 1/3/2011
B
Georgia 1/3/2011
B
Oregon 1/3/2011
B
Hawaii 1/3/2011
B
Pennsylvania 1/3/2011
B
Idaho 1/3/2011
B
Puerto Rico 1/3/2011
B
Illinois 1/3/2011
B
Rhode Island 1/3/2011
B
Indiana 1/3/2011
B
South Carolina 1/3/2011
B
Iowa 1/3/2011
B
South Dakota 1/3/2011
B
Kansas 1/3/2011
B
Tennessee 1/3/2011
B
Kentucky 1/3/2011
B
Texas 1/3/2011
B
Louisiana 1/3/2011
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Texas 5/29/2015
B
Maine 1/3/2011
B
Utah 1/3/2011
B
Maryland 1/3/2011
B
Vermont 1/3/2011
B
Massachusetts 1/3/2011
B
Virgin Islands 5/27/2015
B
Michigan 1/3/2011
B
Virginia 1/3/2011
B
Minnesota 1/3/2011
B
Washington 1/3/2011
B
Mississippi 1/3/2011
B
West Virginia 1/3/2011
B
Missouri 1/3/2011
B
Wisconsin 1/3/2011
B
Montana 1/3/2011
B
Wyoming 1/3/2011
SRO Registrations
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Learn about permitted activities of registered principals
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Registered with this firm since 6/29/2012
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/17/2007 - 01/03/2011 | WINDSOR, CT | |
B | 08/23/2005 - 10/03/2007 | HARTFORD, CT | |
B | 12/17/2004 - 06/20/2005 | ST. LOUIS, MO | |
B | 11/19/2002 - 09/22/2004 | NEW YORK, NY | |
B | 02/06/2001 - 08/09/2001 | WINDSOR, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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